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Guangzhou

    Compliance intern - Guangzhou, 中国 - ING

    ING
    Default job background
    实习生
    描述
  • Receive and file daily regulation and notice from various channels with regulators, including CBIRC/ PBOC/ SAFE.
  • Submit and file correspondence and reporting via various channels to regulators as regular frequency or specific deadline.
  • Maintain a regulation/notice index from.
  • Maintain a correspondence/feedback index from.
  • Update reporting list that owned by compliance.
  • Update reporting track that submitted by compliance.
  • Set up a visit record to regulators if there is any.
  • Set up a meeting minutes record with regulators if there is any.
  • Support to prepare compliance training material and PPT.
  • Support to prepare basic work for compliance monitoring.
  • Prepare basic information for CR meeting.
  • Consolidate feedback from different departments for both internal and external survey/requirement.
  • Any other ad-hoc duties assigned.


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