- Wealth Management Operation Department (herein "WMO") is at the heart of Wealth Management business and bridges various stakeholders to work as one. The department is responsible to setup the products internally, execute, clear, settle the transactions, and resolve any problems derived from above activities. The department is also accountable to engineer and perform control processes to remediate the inherent risk in operational activities and to drive the efficiencies and digitalization at the same time.
- The ISOC team is expected to perform day-to-day tasks and its derivative jobs if applicable including but not limited to 1) Products setup in the system 2) Transactions input and data maintenance 3) Confirmation and payment processes 4) Reconciliation and other control processes 5) Liaison with frontlines for the exceptional cases 6) Cooperation with product managers and technology to drive projects.
- The role is setup under "ISOC" team to provide operational support to Mutual Funds and Treasury business of HK Wealth Management. This role is expected to perform day-to-day tasks and its derivative jobs if applicable including but not limited to 1) Products setup in the system 2) Transactions input and data maintenance 3) Confirmation and payment processes 4) Reconciliation and other control processes 5) Liaison with frontlines for the exceptional cases 6) Cooperation with product managers and technology to drive projects.
- Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Lead the [country / business unit / function/[team] to achieve the outcomes set out in the Bank's Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.] *
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. - Onshore HK ISOC
- English
- Microsoft Office(Excel, Word, PowerPoint, etc.)
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Senior Officer, Wealth Management Ops - Guangzhou, 中国 - Standard Chartered Bank
描述
Role Responsibilities
Wealth Management Operation Department (herein "WMO") is at the heart of Wealth Management business and bridges various stakeholders to work as one. The department is responsible to setup the products internally, execute, clear, settle the transactions, and resolve any problems derived from above activities. The department is also accountable to engineer and perform control processes to remediate the inherent risk in operational activities and to drive the efficiencies and digitalization at the same time
Strategy
Business
Processes
People & Talent
1) Quick learner with proven academic record 2) Being logical and analytical, good reasoning ability 3) Team player and open mindset 4) Good common sense 5) Self-driven and diligent 6) Proficient English skill 7) Experience in Financial industry or banking Operations is preferred 8) Entry-level coding skill ( VBA or SQL) is a plus
Regulatory & Business Conduct
Key stakeholders
Our Ideal Candidate
Role Specific Technical Competencies
