工作机会

    Compliance Assurance Assistant Manager China - Huangpu, 中国 - HSBC

    HSBC
    HSBC Huangpu, 中国

    6天前

    HSBC background
    Permanent - temps plein
    描述

    Compliance (CMP)

    Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

    We are currently seeking an experienced professional to join our team.

    In this role, you will:

    Impact on the Business

    • Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are met.

    • Provide subject matter expertise to and advise colleagues, supporting the identification of appropriate review scope and delivery of assurance activities.

    • Inform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control.

    • Escalate significant control deficiencies in a timely manner.

    • Proactively identify key emerging compliance risks across the Global Businesses/ Functions.

    Customers/Stakeholders

    • Build strong relationships with all internal stakeholders, adopting a cohesive approach to the execution of tasks with minimum conflict.

    • Develop/maintain positive and professional relationships with external stakeholders, while ensuring the independence of an assurance function.

    • Provide stakeholders with timely, concise insight into assurance activities.

    • Drive the provision of consistent MI on the issues identified through CA activities.

    Leadership & Teamwork

    • Support the production of high quality CA deliverables, through effective quality control at each stage of the CA review life-cycle Terms of Reference issuance, fieldwork completion and reporting.

    • Demonstrate effective teamwork, engagement and collaboration within CA.

    • Set the highest standards through personal behaviour and interaction with others and in the expectations set for colleagues.

    Operational Effectiveness and Control

    • Support high operational standards within the team, avoiding high risk findings from Internal Audit or other internal/external evaluative teams.

    • Be innovative in executing all responsibilities, providing solutions to complex issues in a high-risk environment.

    • Through effective analysis of key information, support the identification and communication of emerging trends that may impact the effectiveness of the CA sub-function.

    Requirements

    To be successful in the role, you should meet the following requirements:


    • Extensive RC and/or FC knowledge, with some experience in assurance or testing activities

    • Relevant external financial services qualification

    • Clear understanding of regulatory and/or financial crime compliance risk within the global financial services industry

    • Capable of building positive and resilient partnerships with key stakeholders

    • Lateral thinker with an ability to interpret and solve complex issues

    • Excellent communication skills with very strong inter-personal and influencing skills

    • Track record of working autonomously

    • Decision-making capability

    • Strong English language skills (written and spoken)



  • HSBC Huangpu, 中国 Permanent - temps plein

    China Management Office (CMO) · The China Management Office (CMO) is assisting CEO, DECO and the broader China executive team in entity management oversight, to support for our Branch Managers to aid in meeting the challenges posed by an increasingly complex operating environmen ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    Digital Business Services (DBS) · HSBC Digital Business Services is a pivotal part of the Group, providing essential operational and technical support to our global businesses and helping improve customer service and efficiency. We combine global expertise and technology to help ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    Digital Business Services (DBS) · HSBC Digital Business Services is a pivotal part of the Group, providing essential operational and technical support to our global businesses and helping improve customer service and efficiency. We combine global expertise and technology to help ...


  • HSBC Huangpu, 中国 À durée déterminée - temps plein

    Global Private Banking (GPB) · HSBC Global Private Banking provides personal relationship management including integrated banking, investment and wealth advisory services to high net worth clients and their families around the world. The business builds on the strength, heritage ...


  • HSBC Huangpu, 中国 À durée déterminée - temps partiel

    China Management Office (CMO) · The China Management Office (CMO) is assisting CEO, DECO and the broader China executive team in entity management oversight, to support for our Branch Managers to aid in meeting the challenges posed by an increasingly complex operating environmen ...


  • HSBC Huangpu, 中国 À durée déterminée - temps plein

    A Career with HANGSENG-CN · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-ca ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    We are currently seeking an experienced professional to join our team. · In this role, you will: · At HSBC we not only talk about Digital Transformation, we "walk the talk." We will be where our customers want us to be: on their phones, on WeChat, through a digitally-enabled mo ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    China is a key strategic market for HSBC, representing significant growth potential for the group. To continue to drive a customer-led business and enable accelerated growth, the Pan-China WPB Customer Proposition and Marketing team covering Global Private Banking (GPB), Premier ...


  • HSBC Huangpu, 中国 À durée déterminée - temps plein

    A Career with HANGSENG-CN · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-ca ...


  • HSBC Huangpu, 中国 À durée déterminée - temps plein

    A Career with HANGSENG-CN · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-ca ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    A Career with HANGSENG-CN · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-ca ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    Markets & Securities Services (MSS) · Markets & Securities Services enables our corporate and institutional clients to access financial markets and liquidity, unlock investment opportunities, manage risk and transact seamlessly. We do this by bringing together financing solution ...


  • HSBC Huangpu, 中国 À durée déterminée - temps plein

    The job holder is expected to be an independent and objective body that reviews, monitors and manages investment asset related projects and/or issues in asset management and asset liability management. · Where appropriate, the job holder shall provide advice to and via the Chief ...


  • Haleon Huangpu, 中国 全职

    Hello. We're Haleon. A new world-leading consumer health company. Shaped by all who join us. Together, we're improving everyday health for billions of people. By growing and innovating our global portfolio of category-leading brands – including Sensodyne, Panadol, Advil, Voltaren ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    We are currently seeking an experienced professional to join our team. · In this role, you will: · The 3rd Party Risk and Control Manager is responsible for assisting with the effective governance and management of non-financial risks in the First Line of Defence. · This job ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    If you're looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued. · We are currently seeking a professional to join our team as a Lead Growth Manager, Customer Strategy. · We are currently seekin ...


  • HSBC Huangpu, 中国 À durée déterminée - temps plein

    The individual in this role will be responsible for defining our digital ecosystem including: integration with WeChat and other 3rd parties, wealth management and reward app, mobile payments, PFM and other features.Features might stretch beyond core banking services and extend in ...


  • HSBC Huangpu, 中国 Permanent - temps plein

    Pinnacle sits within China WPB has an annual budget of approximately $US 30 million. We're an international brand with local expertise, undertaking a major transformation and provide opportunities on scale. · The Solutions Architect will partner with key stakeholders to: · 1. Def ...