MSIM China, Internal Auditor, Shenzhen or Shanghai - Morgan Stanley

描述

MSIM China, Internal Auditor, Shenzhen or Shanghai

Job Number:

Posting Date

:Apr 14, 2024

Primary Location

:Non-Japan Asia-China-Guangdong-ShenzhenEducation Level:Bachelor's Degree

Job

:OtherEmployment Type:Full TimeJob Level:Director Description

We're seeking an experienced professional to join our team as a Morgan Stanley Investment Management China (MSIM China) internal auditor to provide audit coverage for the Firm's China investment management business. The successful candidate will perform audits independently across all MSIM China's functions.

The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes.

This role is part of Business Audit, which is responsible for inspecting controls in front, middle and back offices. ​

Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.

MSIM China strives to provide diverse investment management services to a full spectrum of clients across both individual and institutional investors. Established as a joint venture in 2008, MSIM China became fully owned by Morgan Stanley Investment Management in 2023.

Benefiting from the global perspective and risk management capability of Morgan Stanley, MSIM China has established a variety of mutual fund and private fund portfolios covering fixed income, active equity, quantitative equity, multi-asset and sustainable investing strategies. Our portfolios have won many prestigious awards, including Morningstar Awards and Golden Bull Awards, which is a testament to our expertise and capabilities.

Interested in joining a team that's eager to create, innovate and make an impact on the world? Read on...

What you'll do in the role:

-Identify risk and impact to relevant coverage area to prioritize areas of focus

-Execute and lead a range of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment

-Facilitate conversations with stakeholders and colleagues on risks, their impact and how they are managed in a clear, timely and structured manner

-Assist in managing multiple deliverables in line with team priorities

-Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

Qualifications

What you'll bring to the role:

-Understanding of China investment management industry and key regulations

-Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)

-Ability to identify and analyze multiple data sources to inform point of view

-Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly

-A commitment to practicing inclusive behaviors

-Flexibility to occasionally travel within China

-Fluent written and spoken English and Chinese

-Bachelor's degree (preferably in accounting/finance) and post-graduate professional qualification preferred (e.g., CPA, CIA, CISA, CFA, etc.)

Generally, we would expect to find the skills required for this role in individuals with at least 4-6 years' relevant experience (e.g., internal audit, risk management, compliance, operational risk, technology risk management) within an investment management firm or financial institution.