Security Qualification Compliance Manager - Hong Kong Island

Key Areas of Responsibilities · Conduct Compliance Monitoring and Surveillance reviews to assess firm's ongoing compliance with Key Regulatory Requirements; · Participate to in-depth reviews of compliance risks and controls in accordance with the Compliance Testing plan; · Prepar ...

Join us now as Compliance Manager in Hong Kong within the Investment Compliance team. In this role, you will be responsible for executing a global compliance program that includes advisory, training, monitoring, and reporting for investment activities across research, portfolio m ...

Join us. Let's care for tomorrow. · At Allianz Global Investors we foster a culture of professionalism, fulfilment, and an inclusive working environment. Do you want to be part of a leading active asset management company? Then join us now as Investment Compliance Manager - 12 Mo ...

Job Description · n Act as a team member responsible for the matters relating to SFC authorised fund registration, filing and regular reporting, etc. with a compliance experience of investment vehicles in other jurisdiction, such as Cayman Islands, BVI, regarding to FATCA/CRS rep ...

Position Overview · We are seeking an experienced compliance professional to join our Wealth Management Compliance team. Reporting to the Head of Retail Brokerage and Wealth Management Compliance, this role provides regulatory and compliance oversight for the CSI Wealth Managemen ...

Manager, Wealth Management Compliance Advisory (1-year contract) · Application Deadline: 23 April 2026 · Department: Risk · Employment Type: Permanent - Full Time · Location: Hong Kong (SAR) · Description · About Mox · Mox is built by and for the ones who aspire to live life to t ...

· Company Description · We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and h ...

About Reap · Reap is a global financial technology company headquartered in Hong Kong with employees across multiple countries. We enable financial connectivity and access for businesses worldwide by combining traditional finance with stablecoins for efficient money movement. · T ...

We are looking for a Senior Product Manager to lead Reap's Compliance & Risk Platform.This role owns the strategy, roadmap and delivery of the internal systems that power client trust signals, transaction and funds-flow monitoring, case management, vendor oversight and regulatory ...

· Company Description · We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and h ...

Core Responsibilities · Be responsible for the application and maintenance of key security qualifications in overseas priority markets (e.g., KISMS Certification, C5 Audit), expand qualification coverage across multiple fields, and build a comprehensive qualification matrix. · Co ...

Your role: · Develop and implement the Risk and Compliance governance structure for the insurance businesses; · Coordinate with the 1st line Compliance and the Group Legal to enable the insurance businesses are operating in a strict compliance with relevant laws, regulations and ...

This position will lead the CSI FATCA-CRS team, Legal and Compliance department, reporting into the Head of Compliance and Deputy Head of Legal and Compliance. · ...

About the Opportunity · Job Type: PermanentApplication Deadline: 13 April 2026Job Description · Title Senior Manager, Investment Compliance Advisory · Department    Investment Compliance · Location Hong Kong · Reports To      Head of Asia Investment Compliance Advisory · Level 6 ...

We seek an experienced Manager to oversee internal control AML/KYC governance internal audit operations SOP/handbook enhancement branch compliance support. · ...

WeLab, a leading pan-Asian fintech platform, operates two digital banks (WeLab Bank and Bank Saqu) as well as multiple online financial services in Hong Kong, Mainland China and Indonesia, with over 70 million individual users and over 700 enterprise customers. WeLab uses game-ch ...

Act as a compliance specialist representing the Agency Channel with a 1.5-line-of-defense mindset. · Conduct quality assurance checks to confirm the agency channel's compliance with regulatory requirements. · The Person · Bachelor degree or equivalent in business administration, ...

This role involves acting as a compliance specialist for the Agency Channel with a focus on regulatory changes and industry best practices. · ...

The Assistant Vice President will lead the build and maintenance of a group-wide compliance monitoring and testing (M&T) program for the oversight of compliance risk. · ...

Job Summary: · We are seeking a diligent and detail-oriented Assistant Vice President with a focus on compliance to join our procurement team. This position is responsible for overseeing and ensuring compliance with relevant laws, regulations, and internal policies within the pro ...