合规专员 - Shanghai

仅限注册会员 Shanghai, 中国

1个月前

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您的浏览器不支持canvas · 用微信扫描二维码 · 可分享职位给微信好友或朋友圈 · 平安证券-上海静安分公司业务支持部 · 城市: 上海市 经验要求: 6年 招聘人数: 1人 30天前 · 岗位职责: · 1、 研究分析宏观政策、金融监管政策发展趋势、最新要求以及行业动态,对业务策略制订及经营管理决策提供合规风险管理策略和建议; · 2、 保持与当地监管机构日常的工作联系,跟踪和评估监管意见和监管要求的落实情况; · 3、经纪业务法律法规制度解读、业务常规法律评审、归档、汇编; · 4、 业务队伍的合规培训、宣导等常规工作; · 5、反洗钱工作; ...
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