Standard Chartered Bank Ltd

Speciliast, Retail HK CDD (BB-40462)

Found in: Neuvoo CN

About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good. We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base. The Role Responsibilities Strategy To give a common platform and standardize the AML/CDD system in SME globally for better AML risk management going forward. Business Investigate suspicious transactions, obtain transaction information and supporting documentation from client, summarize investigation report for approval Review and check for completeness of CDD information and supporting documentation for approval End to End ownership of Trigger Risk Review (TRR) cases and pro-actively manage the progress to completion status Act as the focal point for CDD information clarification among RM, customers, CDD operations and Compliance Reduce the RM involvement in operational components of the CDD process as much as possible Participate in CDD related process reviews for individual clients with an aim to comply with regulatory or policy changes, as well as to improve customer experience and service turnaround time Performing research, assess in strict compliance with all internal and external Know Your Customer regulations and policies with ongoing review Protect the Bank's reputation by knowing the customer, monitoring suspicious behaviour, and taking appropriate action in compliance with established policy and guideline Follow and comply with AML/CDD policies and procedures on CDD review of a full range of financial products which including cash management, trade, treasury, investment, insurance, loan etc. To comply with regulated activities of Relevant Individuals under SFO and Technical Representative under HKFI where applicable. People and Talent Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct. Bachelors Degree holder with good English reading, writing and speaking abilities. Strong analytical skills and the ability to analyse information from multiple sources, and use it to form well-reasoned, coherent and evidenced recommendations. An inquisitive mind that will ask the right questions to fully understand the risk posed in each individual case. Good knowledge of banking products and support structures strong written and verbal communication skills; general operational knowledge. Good knowledge of regulations relating to Financial Crime Risk, as well as knowledge of the HKMA regulations and legislation on AML/CTF and sanctions will be an advantage. Cantonese speaking. Risk Management Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Money Laundering Prevention Responsible for Anti-Money Laundering & Sanctions. Responsibilities also include the reporting of any suspicious transactions. Ensures that appropriate internal controls are implemented. Regulatory & Business Conduct Display exemplary conduct and live by the Groups Values and Code of Conduct. Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

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